Spach & Associates Investment Specialist Assistant
Hours per Week: 35-40
Pay Rate: $25 - $35

Results Statement
Step into a dynamic and diversified experience as an assistant investment specialist in our Financial Planning
Practice. This role provides investment opportunities through a variety of different projects.

Job Overview

• Run illustrations and hypotheticals
• Develop appropriate product deliverables
• Actively run, review and communicate practice investment reports
• Manage timelines and tracking for key calendar events (e.g. RMDs, tax filing deadlines, etc.)
• Monitor economy, markets, and world events to determine any required strategic rebalancing
• Provide and implement transaction/trade recommendations in compliance with Spach & Associates and

Ameriprise firm standards

• Assist the paraplanner(s), associate financial advisor(s) and advisor(s) with ongoing/quarterly portfolio analysis and portfolio management
• Record all client follow-up appropriately (CRM and OFM)

Preferred Skills:

• Punctual
• Confidentiality
• Self-Management
• Direct attention to detail and organization
• Effective communication with advisors/staff
• Effective and efficient time management
• Results and detail-oriented
• Technology – Microsoft Office
• Writing and branding materials – visually appealing

Key traits of a successful assistant investment specialist:

• Ability to work autonomously
• Ability to support and provide guidance for compliance
• Positive attitude and sincere willingness to constantly learn and grow
• Ability to adhere to rules and regulations as stated and required by advisor, Ameriprise Financial

Education and other designations

• College degree or higher or enrolled college student (Senior status, majoring in Business/Finance).
• At least 1 year experience in investment or wealth brokerage services.
• Already have or be able to study for and pass exams for federal and state licenses and registrations for securities, including SIE, Series 7, Series 66, within 6 months of hire.

Revised 12.01.2022

Job Type: Full-time

Pay: $25.00 - $35.00 per hour

Benefits:

• 401(k)
• Paid time off

Physical setting:

• Office

Schedule:

• 8 hour shift
• Monday to Friday

Supplemental pay types:

• Bonus pay

Ability to commute/relocate:

• Calabasas, CA 91302: Reliably commute or planning to relocate before starting work (Required)

Experience:

• Financial concepts: 1 year (Required)

Work Location: In person

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